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Understanding the SEC’s New Guidelines on AI Governance - What You Need to Know

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Artificial Intelligence (AI) has rapidly transformed how financial institutions and public companies operate, from driving investment decisions to detecting fraud and enhancing customer experiences. As its influence grows, so do the risks associated with opaque algorithms, unchecked bias, and unintended consequences. Recognizing this, regulatory bodies are stepping in to ensure AI is used responsibly and transparently. One of the most significant moves comes from the U.S. Securities and Exchange Commission (SEC), which has introduced new guidelines aimed at governing the use of AI in public markets. The SEC, long responsible for overseeing corporate disclosures and financial risk, now sees AI governance as an essential element of its mandate. This blog breaks down the SEC’s new AI governance guidelines and explains how organizations can ensure compliance, transparency, and risk mitigation using Essert Inc.’s AI Governance Solution . Background: Why the SEC Is Focused on AI Governanc...
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AI Governance in Banking - Building Trust in a Digital Financial Future

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 In an era where artificial intelligence (AI) is reshaping the financial landscape, banks are racing to adopt intelligent technologies to stay ahead. From automating customer service to detecting fraudulent transactions in real time, AI is no longer a futuristic concept—it’s a fundamental part of daily operations. With these advancements, banks are seeing faster loan processing, improved customer experiences, and sharper risk assessments. However, rapid AI adoption has also ushered in a host of challenges. Concerns about biased algorithms, black-box decision-making, data privacy violations, and regulatory non-compliance are mounting. Financial institutions operate in one of the most tightly regulated environments, where accountability and transparency are non-negotiable. Yet, many AI systems lack the controls and visibility necessary to meet these high standards. That’s where responsible AI governance comes in. To build trust in digital banking, financial institutions must imple...
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Compliance and the Role of AI in Corporate Governance- Ensuring Ethical and Effective Oversight

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  In today's rapidly evolving digital economy, corporate governance has become a complex balancing act— managing stakeholder interests, meeting regulatory expectations, and driving innovation simultaneously. Once largely a boardroom concern limited to financial integrity and managerial accountability, governance now spans cybersecurity, data ethics, algorithmic fairness, and more. At the heart of this shift is the transformative potential— and risk— of artificial intelligence ( AI). AI technologies are reshaping how organizations operate, enabling predictive analytics, automating compliance processes, and enhancing decision- making. Yet these benefits come with new challenges: opaque decision processes, regulatory ambiguity, and ethical concerns that traditional compliance frameworks are ill- equipped to handle. This is where Responsible AI Governance becomes crucial. As enterprises harness AI to gain competitive advantage, they must also ensure that these systems are transparent...
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